Recent Publications
Federal Court Rulemaking: An Institutional Approach (with Stephen Burbank). 2015, forthcoming.
Nevada Law Journal 15
2015-09-15The purpose of this article is to advance understanding of the role that federal court rulemaking has played in litigation reform. For that purpose, we created original data sets that include (1) information about every member of the Advisory Committee on Civil Rules who served from 1960 to 2013, and (2) every proposal for amending the Federal Rules that the Advisory Committee approved for consideration by the Standing Committee during the same period and that had implications for private enforcement. We show that, beginning in 1971, when a succession of Chief Justices appointed by Republican Presidents have chosen committee members, the committee shifted toward being dominated by federal judges, that those appointments shifted in favor of judges appointed by Republican Presidents, that practitioner appointments shifted toward corporate and defense practitioners, and that the committee’s proposals became increasingly anti-plaintiff (and hence anti-private enforcement).
Since the bold rulemaking reforms of 1993 were very nearly blocked by Congress, it has seemed that the important lessons for some rulemakers had to do with the epistemic deficits or overreaching of proposed reforms, while for others the lessons focused attention on the locus of partisan control in Congress. The former group may have learned from the Court’s strategy of incrementalism – death by a thousand cuts – in litigation reform involving the interpretation of federal statutes. The latter group may regret, if not the loss of leadership in procedural lawmaking, then the loss of leadership in retrenchment, which some rulemaking critics have seen signaled in the Court’s recent use of decisions effectively to amend the Federal Rules.
Republican States Bolstered their Health Insurance Rate Review Programs Using Incentives from the Affordable Care Act
2015-09-08The Earned Income Tax Credit
"The Earned Income Tax Credit." With Austin Nichols (updated September 2015). Forthcoming in Economics of Means-Tested Transfer Programs in the United States, Robert A. Moffitt, ed. Chicago: University of Chicago Press.
2015-09-05The Politics of Opinion Assignment and Authorship on the U.S. Court of Appeals: Evidence from Sexual Harassment Cases (with Jonathan Kastellec and Greg Wawro). 2015, forthcoming.
Journal of Legal Studies 43
2015-09-01We evaluate opinion assignment and opinion authorship on the U.S. Courts of Appeals. Based on the Courts of Appeals' distinct institutional setting, we derive theoretical explanations and predictions for opinion assignment on three-judge panels. Using an original dataset of sexual harassment cases, we test our predictions and find that women and more liberal judges are substantially more likely to write opinions in sexual harassment cases. We further find that this pattern appears to result not from policy-driven behavior by women and liberals assigners, but from an institutional environment in which judges seek out opinions they wish to write. Judicial opinions are the vehicles of judicial policy, and thus these results have important implications for the relationship between legal rules and opinion assignment and for the study of diversity and representation on multimember courts.
Climate and Conflict
Burke, M., S.M. Hsiang, E. Miguel. 2015. "Climate and Conflict." Annual Review of Economics, 7:1, 577-617.
2015-08-01We review the emerging literature on climate and conflict. We consider multiple types of human conflict, including both interpersonal conflict, such as assault and murder, and intergroup conflict, including riots and civil war. We discuss key methodological issues in estimating causal relationships and largely focus on natural experiments that exploit variation in climate over time. Using a hierarchical meta-analysis that allows us to both estimate the mean effect and quantify the degree of variability across 55 studies, we find that deviations from moderate temperatures and precipitation patterns systematically increase conflict risk. Contemporaneous temperature has the largest average impact, with each 1σ increase in temperature increasing interpersonal conflict by 2.4% and intergroup conflict by 11.3%. We conclude by highlighting research priorities, including a better understanding of the mechanisms linking climate to conflict, societies’ ability to adapt to climatic changes, and the likely impacts of future global warming.
A Head for Hiring: The Behavioural Science of Recruitment and Selection
Linos E., Reinhard J. 2015. A Head for Hiring: The Behavioural Science of Recruitment and Selection. Chartered Institute for Professional Development (CIPD) Research Report.
Principal Stratification: A Tool for Understanding Variation in Program Effects Across Endogenous Subgroups
2015. American Journal of Evaluation. (with L. Page, T. Grindal, L. Miratrix, and M.-A. Somers)
2015-07-28Increasingly, researchers are interested in questions regarding treatment-effect variation across partially or fully latent subgroups defined not by pretreatment characteristics but by postrandomization actions. One promising approach to address such questions is principal stratification. Under this framework, a researcher defines endogenous subgroups, or principal strata, based on post-randomization behaviors under both the observed and the counterfactual experimental conditions. These principal strata give structure to such research questions and provide a framework for determining estimation strategies to obtain desired effect estimates. This article provides a nontechnical primer to principal stratification. We review selected applications to highlight the breadth of substantive questions and methodological issues that this method can inform. We then discuss its relationship to instrumental variables analysis to address binary noncompliance in an experimental context and highlight how the framework can be generalized to handle more complex posttreatment patterns. We emphasize the counterfactual logic fundamental to principal stratification and the key assumptions that render analytic challenges more tractable. We briefly discuss technical aspects of estimation procedures, providing a short guide for interested readers.
Optimal Taxation When Children’s Abilities Depend on Parents’ Resources
With Matthew Weinzierl. National Tax Journal 2016, 69(1), 11-40 (lead article; winner of the Musgrave Prize for the best paper in the National Tax Journal in 2016).
2015-07-07Empirical research suggests that parents, and therefore tax policy that affects them, can have a significant effect on their children’s future earnings abilities. We take a first step toward characterizing how this intergenerational link matters for tax policy design. We find that the utilitarian welfare-maximizing policy in this context would be more redistributive toward low-income parents than under current U.S. tax policy. The additional income under such a policy would increase the probability that low-income children move up the economic ladder, and we estimate that it would thereby generate an aggregate welfare gain equivalent to 1.75 percent of lifetime consumption.